Stephen Patrick Kester

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-04-03
IA	RA	APPROVED	2013-03-04

TX RA
APPROVED_RES

Since 2019-04-03
IA RA
APPROVED

Since 2013-03-04

Branch Locations

405 5Th St, Ames, IA 50010 • United States

5625 Mills Civic Pkwy Ste 100, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Charlotte	NC	10/2012	Present
First National Bank, Ames	Ames	IA	07/2012	Present

10/2012 → Present

Lpl Financial

Charlotte, NC
07/2012 → Present

First National Bank, Ames

Ames, IA

Other Businesses

1)10/15/12-DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) / FIRST POINT WEALTH MANAGEMENT / AMES, IA 2)10/15/12-FINANCIAL INSTITUTION DUTY /LBE AND INVESTMENT ASSOCIATE /AMES, IA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-03-01

S66 Uniform Combined State Law Examination

2013-03-01

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews