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Misty Dawn Lavin

J.P. Morgan Securities LLC

San Diego, CA

CRD 6105714

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-29
TX RA APPROVED 2026-05-29
  • CA RA
    APPROVED
    Since 2026-05-29
  • TX RA
    APPROVED
    Since 2026-05-29

Branch Locations

8850 Navajo Road, San Diego, CA 92119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. San Diego CA 09/2008 Present
J.P. Morgan Securities Llc San Diego CA 10/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-29
S63 Uniform Securities Agent State Law Examination 2012-09-25
  • S66 Uniform Combined State Law Examination
    2026-05-29
  • S63 Uniform Securities Agent State Law Examination
    2012-09-25
Other Names
  • Misty Dawn Marvel

View on SEC IAPD

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