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Jonathan Kae-Chi Wang

Wang Financial, LLC

Santa Barbara, CA

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Current Employers
Wang Financial, Llc

1114 State Street Suite 300, Santa Barbara, CA 93101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-04-19
  • CA RA
    APPROVED
    Since 2013-04-19

Branch Locations

1114 State Street Suite 300, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bergquist Wang, Llc Santa Barbara CA 03/2013 11/2022
Wang Financial, Llc. Santa Barbara CA 11/2022 Present
  • 03/2013 → 11/2022
    Bergquist Wang, Llc
    Santa Barbara, CA
  • 11/2022 → Present
    Wang Financial, Llc.
    Santa Barbara, CA
Previous Registrations
  • 2013-03-26 → 2013-04-19
    Bergquist Wang, Llc
    Santa Barbara, CA
Other Businesses

FRAUD HOTLINE, LLC, ONLINE REPORT SERVICES, SHAREHOLDER INTEREST, NO OPERATIONAL DUTIES.

Designations
Other Names
  • Jonathan K Wang

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
KINGSWOOD WEALTH ADVISORS, LLC · Santa Barbara, CA
MORGAN STANLEY · Santa Barbara, CA
LPL FINANCIAL LLC · SANTA BARBARA, CA

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