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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-01-08 |
Branch Locations
8044 Montgomery Road, Cincinnati, OH 45236 • United States
1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES
Cincinnati, OH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Covington | KY | 07/2012 | 02/2017 |
| Ubs Financial Services | Cincinnati | OH | 02/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-24 |
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