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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2004-11-30
  • OH RA
    APPROVED
    Since 2004-11-30

Branch Locations

2355 Victory Parkway, Cincinnati, OH 45206 • United States

900 Main Street, Cincinnati, OH 45202 • United States

9020 Winton Rd, Cincinnati, OH 45231 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Cincinnati OH 03/2004 Present
  • 03/2004 → Present
    Fifth Third Securities
    Cincinnati, OH
Previous Registrations
  • 2001-07-12 → 2004-03-02
    Morgan Stanley Dw Inc.
    Cincinnati, OH
Other Businesses

Aaxis Property Group LLC - Cincinnati, OH 45255 - Property restoration - owner/member - nominal hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-29
  • S66 Uniform Combined State Law Examination
    2000-08-29
Other Names
  • John Christopher Pettigrew
  • J Christopher Pettigrew

View on SEC IAPD

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