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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-05-07 |
| CO | RA | APPROVED | 2023-08-31 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| All Season Financial Advisors | Denver | CO | 07/2016 | 03/2018 |
| Axa Advisors, Llc | New York | NY | 03/2018 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 03/2018 | 07/2023 |
| Cambridge Investment Research | Fairfield | IA | 07/2023 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 07/2023 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 52556, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE 2) AXIOM WEALTH ALLIANCE, Denver CO 80202, 11/2023, Financial Planner, Using as a trade name/ dba, INV REL, 160 HR/MO - 160 Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2012-12-10 |
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