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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-15 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Trilogy Capital | San Diego | CA | 02/2017 | 04/2019 |
| Trilogy Financial | San Diego | CA | 09/2012 | 04/2019 |
| National Planning Corp | San Diego | CA | 09/2012 | 12/2017 |
| Osaic Wealth, Inc. | San Diego | CA | 07/2019 | 05/2025 |
| Lpl Financial | La Mesa | CA | 05/2025 | Present |
1 - 05/12/2025 - Tax and Capital Management 360 - Business Entity For Tax/Investment Purposes Only - Inv Related - 80 Hours/Month - 20 Hours During Trading - La Mesa, CA - OBA Start Date: 5/13/2025. 2 - 05/12/2025 - INSURANCE - Non-Variable Insurance - Inv Related - 16 Hours/Month - 8 Hours During Trading - La Mesa, CA - OBA Start Date: 5/13/2025. 3 - 05/12/2025 - Tax and Capital Management 360 - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 80 Hours During Trading - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-14 |
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