Gregory Robert Brown

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2017 → 04/2019
  Trilogy Capital
  San Diego, CA
• 09/2012 → 04/2019
  Trilogy Financial
  San Diego, CA
• 09/2012 → 12/2017
  National Planning Corp
  San Diego, CA
• 07/2019 → 05/2025
  Osaic Wealth, Inc.
  San Diego, CA
• 05/2025 → Present
  Lpl Financial
  La Mesa, CA

Previous Registrations

• 2019-07-23 → 2025-05-26
  Osaic Wealth, Inc.
  La Mesa, CA
• 2017-02-21 → 2019-04-08
  Trilogy Capital, Inc.
  San Diego, CA
  Irvine, CA

Other Businesses

1 - 05/12/2025 - Tax and Capital Management 360 - Business Entity For Tax/Investment Purposes Only - Inv Related - 80 Hours/Month - 20 Hours During Trading - La Mesa, CA - OBA Start Date: 5/13/2025. 2 - 05/12/2025 - INSURANCE - Non-Variable Insurance - Inv Related - 16 Hours/Month - 8 Hours During Trading - La Mesa, CA - OBA Start Date: 5/13/2025. 3 - 05/12/2025 - Tax and Capital Management 360 - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 80 Hours During Trading - At reported business location(s).

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-02-14
• S63 Uniform Securities Agent State Law Examination
  2012-08-14

Other Names

• Greg Robert Brown
• Gregory Brown