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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-10-16 |
| NC | RA | APPROVED | 2013-08-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | New Bern | NC | 01/2013 | Present |
| Raymond James Financial Services Advisors Inc. | New Bern | NC | 08/2013 | Present |
| A & J Holding, Inc. | New Bern | NC | 10/2015 | 10/2018 |
| Signature Wealth Group | New Bern | NC | 10/2018 | Present |
(1)Name of Business: Craven Community College Foundation Board Address: 800 College Court, New Bern, NC, 28562, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member, Chair of the Board, Executive Member, Committee Member Investment Related: Yes Start Date: 07/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I have just be re-elected to the Board of Directors for the Craven Community College Foundation, after a required one year break upon serving 4 consecutive 2 year terms. They have asked me to resume my seat as the Chair of the Budget and Audit committee, which also automatically places me on the Executive leadership Committee. I lead the Budget and Audit meetings, attend the Executive leadership committee and present at the full board meetings. (2)Name of Business: Little Rosa Properties, LLC Address: 315 Metcalf Street, New Bern, NC, 28562, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/19/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Jon Tait and I created Little Rosa Properties LLC to own our portion of Southern Tait Holdings LLC which owns the building we run our RJFS office out of. Jon and I each own 50% of Little Rosa Properties, which owns 50% of Southern Tait Holdings. (3)Name of Business: Metcalf Square Property Owners Association Address: 315 Metcalf St, New Bern, NC, 28562-5687, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Officer - Vice President Investment Related: Yes Start Date: 02/28/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Metcalf Square Property Owners is an association for the property that the building owned by Southern Tait Holdings (another OBA already in existence that I am part owner of) sits on. The 3 offices and 2 town houses share a parking lot and share the expenses of said parking lot and a light pole in the back area. (4)Name of Business: Signature Wealth Group Address: 315 Metcalf Street, New Bern, NC, 28562, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/15/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a financial advisor in their New Bern office (5)Name of Business: Southern Tait Holding, LLC Address: 315 Metcalf Street, New Bern, NC, 28562, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: No Start Date: 12/14/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I run Southern Tait Holdings, which is owned through my Little Rosa Properties, LLC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-21 |
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