Robert William Overman

Current Employers

Employment History

• 08/2009 → 08/2024
  Triad Advisors, Inc
  Norcross, GA
• 08/2024 → Present
  Osaic Wealth, Inc.
  New Bern, NC

Previous Registrations

• 2009-08-04 → 2024-08-23
  Triad Advisors Llc
  Atlanta, GA
  New Bern, NC
• 2009-01-02 → 2009-07-24
  Raymond James Financial Services Advisors, Inc
  Saint Petersburg, FL
• 2003-01-02 → 2009-01-02
  Raymond James Financial Services, Inc.
  New Bern, NC
• 2001-12-31 → 2002-12-11
  Wells Fargo Clearing Services, Llc
  New Bern, NC

Other Businesses

1. HOG ISLAND LLC; NON-INVESTMENT RELATED; PO BOX 3377 NEW BERN, NC 28560; OWNER OF COASTAL LAND CONSERVATION EASEMENT; 1/8 OWNER OF LLC; FEB. 1, 1995; 0 HRS/MONTH; 0 HRS/DAY; NO COMPENSATION; NOTHING LISTED; 2. OVERMAN CAPITAL MANAGEMENT POSITION: FINANCIAL ADVISOR NATURE: Sole Partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/01/2009 ADDRESS: 331 MIDDLE ST, NEW BERN NC 28560, United States DESCRIPTION: FINANCIAL ADVISORY 3. CHRIST EPISCOPAL CHURCH ENDOWMENT FUND POSITION: MEMBER ENDOWMENT COMMITTEE NATURE: Serve as a member of the Endowment Committee. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2015 ADDRESS: 320 Pollock St, NEW BERN NC 28563, United States DESCRIPTION: ATTEND COMMITTEE MEETINGS 4. New Bern Historical Society; Investment related: no; 511 Broad St., New Bern, NC 28560; Nature or Structure of Business: Non-profit; Position: Member of Board; Start date: 7/1/2024; hours per month: 3; securities trading hours 2; Duties: Board members only act as a board. Collectively, they meet monthly and review the agenda brought forth by the President and Executive Director. They review financial statements, discuss programs and events. Policy changes and hiring decisions for the executive director. 5. Life Insurance;investment related;331 Middle St,New Bern,NC 28560; variable life, variable annuity;8/01/2009; 8 hrs/month; 8 hrs during trading; selling of insurance products. 6. LIFE INSURANCE POSITION: Registered representative NATURE: Insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 08/01/2009 ADDRESS: 331 Middle St, New Bern NC 28560, United States DESCRIPTION: Selling of insurance products 7. NEW BERN HISTORICAL SOCIETY POSITION: Board member NATURE: Non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2024 ADDRESS: 511 Broad St., New Bern NC 28560, United States DESCRIPTION: Duties: Board members only act as a board. Collectively, they meet monthly and review the agenda brought forth by the President and Executive Director. They review financial statements, discuss programs and events. Policy changes and hiring decisions for the executive director. 8. BLACKBEARD SAILING CLUB POSITION: Rear Commodore NATURE: A non-profit sailing club which is member owned. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2026 ADDRESS: 1215 Barkentine Dr, New Bern NC 28560, United States DESCRIPTION: I am responsible for Physical plant. Grounds, Shelter, and Docks.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-11-23
• S63 Uniform Securities Agent State Law Examination
  1986-01-31

Other Names

• Rob Overman