Thomas Laurie Southern

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1982 → Present
  Massachusetts Mutual Life Insurance Company
  New Bern, NC
• 05/1983 → Present
  Mml Investors Services, Llc
  New Bern, NC

Other Businesses

(1) NAME: THOMAS L. SOUTHERN INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START: 1998 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 0. (2) NAME: THOMAS L. SOUTHERN INV REL: Y ADDR: 315 METCALF ST, NEW BERN, NC 28562 NATURE: HEALTH, GROUP LIFE, GROUP HEALTH POSITION: SALES START: 3/1/1984 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 5. (3) NAME: SOUTHERN TAIT HOLDINGS, LLC, INV REL: Y, ADD: 315 METCALF ST., SUITE B, NEW BERN, NC 28562, NATURE: BUSINESS PROPERTY HOLDING COMPANY, POSITION: OWNER, START DATE: 6/1/2001, NO. HR/MO: 0, NO. HR/MO DURING SEC TRADING: 0.

Designations

• Chartered Financial Consultant