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Thomas Laurie Southern

Mml Investors Services, LLC

New Bern, NC

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2016-05-24
  • NC RA
    APPROVED
    Since 2016-05-24

Branch Locations

315 Metcalf Street Suite B, New Bern, NC 28562 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company New Bern NC 03/1982 Present
Mml Investors Services, Llc New Bern NC 05/1983 Present
  • 03/1982 → Present
    Massachusetts Mutual Life Insurance Company
    New Bern, NC
  • 05/1983 → Present
    New Bern, NC
Other Businesses

(1) NAME: THOMAS L. SOUTHERN INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START: 1998 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 0. (2) NAME: THOMAS L. SOUTHERN INV REL: Y ADDR: 315 METCALF ST, NEW BERN, NC 28562 NATURE: HEALTH, GROUP LIFE, GROUP HEALTH POSITION: SALES START: 3/1/1984 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 5. (3) NAME: SOUTHERN TAIT HOLDINGS, LLC, INV REL: Y, ADD: 315 METCALF ST., SUITE B, NEW BERN, NC 28562, NATURE: BUSINESS PROPERTY HOLDING COMPANY, POSITION: OWNER, START DATE: 6/1/2001, NO. HR/MO: 0, NO. HR/MO DURING SEC TRADING: 0.

Designations

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