Christopher Allen Richey

Current Employers

Employment History

• 01/2008 → 08/2025
  Commonwealth Financial Network
  New Bern, NC
• 08/2025 → Present
  Raymond James Financial Services, Inc.
  New Bern, NC
• 08/2025 → Present
  Raymond James Financial Services Advisors, Inc.
  New Bern, NC

Previous Registrations

• 2008-01-02 → 2025-08-01
  Commonwealth Financial Network
  New Bern, NC
  Waltham, MA
• 2005-03-17 → 2008-01-07
  Raymond James Financial Services, Inc.
  New Bern, NC
  New Bern, NC
• 2003-12-02 → 2005-03-03
  Waddell & Reed
  Raleigh, NC

Other Businesses

(1)Name of Business: Nautilus wealth Management, LLC Address: 602 Pollock St, New Bern, NC, 28562-5614, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/20/2003 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 2-10 Description of duties: offer and provide insurance to new and existing clients as part of our financial planning duties (2)Name of Business: Nautilus Wealth Management, LLC Address: 602 Pollock St, New Bern, NC, 28562-5614, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 01/01/2008 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: This is my DBA for my RJ branch. I own and operate the branch. (3)Name of Business: Sit and Spin, LLC Address: 602 Pollock St, New Bern, NC, 28562-5614, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 08/19/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 25% owner of LLC that owns a sprinter van to share with four good friends. the attorney in the group wanted to run it as an LLC for liability only purposes. There is no income and no profit. There are no roles for the partners outside of making sure the property taxes and insurance is paid. (4)Name of Business: Soulfite Enterprises, LLC Address: 602 Pollock St, New Bern, NC, 28562-5614, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 03/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: ensure the properties are maintained, mortgages and other bills are paid (5)Name of Business: TarDawg Properties, LLC Address: 602 Pollock St, New Bern, NC, 28562-5614, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 02/06/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: making sure rental income comes in on time, maintaining the properties and paying mortgages and bills associated with the properties

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-12-01
• S63 Uniform Securities Agent State Law Examination
  2003-09-11