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Lacey Scott Simmons

Wells Fargo Clearing Services, LLC

Huntsville, AL

Killen, AL

CRD 6097191

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-05-07
AL RA APPROVED 2019-05-03
  • TX RA
    APPROVED_RES
    Since 2019-05-07
  • AL RA
    APPROVED
    Since 2019-05-03

Branch Locations

525 Madison St, Huntsville, AL 35801 • United States

Killen, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2012 04/2019
Wells Fargo Clearing Services, Llc Huntsville AL 04/2019 Present
Previous Registrations
  • 2012-11-13 → 2019-05-15
    Edward Jones
    Madison, AL
    St Louis, MO
    Athens, AL
    Madison, AL
Other Businesses

SCOTT QUARTER HOURSES; NON INV RELATED; PROSPECT, TN; OWNER; START: 1/2005; 60 HRS/MO; 10 DURING TRADING; DUTIES: HORSE TRAINING & RODEO COMPETITOR.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-14
  • S66 Uniform Combined State Law Examination
    2012-09-14
Other Names
  • Lacey Scott
  • Lacey Autumn Scott

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
OSAIC WEALTH, INC.

Nearby Investors

ERIC TY KING
MARK ANTHONY RUSSELL
JOHN K WALTERS

Nearby Offices

LPL FINANCIAL LLC · HUNTSVILLE, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Huntsville, AL
OSAIC WEALTH, INC. · HUNTSVILLE, AL

More in Huntsville, AL

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