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One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2023-02-13 |
Branch Locations
499 West Sheridan Avenue 25Th, 26Th And 27Th Floors, Oklahoma City, OK 73102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commercial Cleaning Serv. | Edmond | OK | 11/2012 | 11/2016 |
| Bokf, Na | Edmond | OK | 11/2015 | 12/2016 |
| Bok Financial Securities, Inc. | Oklahoma City | OK | 12/2016 | 07/2017 |
| Suntrust Bank | Sarasota | FL | 07/2017 | 10/2017 |
| Suntrust Investment Services, Inc. | Atlanta | FL | 07/2017 | 10/2017 |
| Bok Financial Securities, Inc. | Oklahoma City | OK | 11/2017 | 06/2021 |
| Bokf, Na | Oklahoma City | OK | 11/2017 | 06/2021 |
| Arvest Wealth Management | Oklahoma City | OK | 07/2021 | 02/2023 |
| Arvest Bank | Oklahoma City | OK | 07/2021 | 02/2023 |
| Bok Financial Securities, Inc. | Oklahoma City | OK | 02/2023 | Present |
| Bokf, Na | Oklahoma City | OK | 02/2023 | Present |
1) Name: Oklahoma City University Location: Oklahoma City, OK Investment related (y/n): n Start date: 10/2023 Position held: Adjunct Professor at Meinders Business School at OCU Nature of outside business: educational Hrs/mo: 12 Hrs/mo during securities trading: 0 Brief description of duties: adjunct professor, teaching 2) Name: Mercy School Institute Location: 14001 N. Harvey Ave., Edmond, OK 73013 Investment related (y/n): n Start date: 11/2023 Position held: Tuition coordinator Nature of outside business: Private school K-12 Hrs/mo: 10 Hrs/mo during securities trading: 0 Brief description of duties: keeping track of tuition discounts given to parents and making sure they satisfy the requirements to qualify for the discounts. Answer the occasional parent question 3) Name: Oklahoma City Community College Location: 7777 S. May Ave., Oklahoma City, OK 73159 Investment related (y/n): n Start date: 02/2024 Position held: Adjunct Nature of outside business: higher education Hrs/mo: 12 Hrs/mo during securities trading: 0 Brief description of duties: adjunct instructor, no investment advice, only education 4) Name: Rental property Location: private residential address Edmond, OK 73003 Investment related (y/n): n Start date: December 2024 Position held: landlord Nature of outside business: rental property Hrs/mo: 0 Hrs/mo during securities trading: 0 Brief description of duties: manage rental property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 2012-09-21 |
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