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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2018-09-05
  • CO RA
    APPROVED
    Since 2018-09-05

Branch Locations

1605 Mayberry Dr, Highlands Ranch, CO 80129 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Parker CO 05/2012 Present
J.P. Morgan Securities Llc Parker CO 10/2012 Present
Directed Attendant Support Services Lone Tree CO 04/2025 Present
  • 05/2012 → Present
    Jpmorgan Chase Bank
    Parker, CO
  • 10/2012 → Present
    Parker, CO
  • 04/2025 → Present
    Directed Attendant Support Services
    Lone Tree, CO
Other Businesses

Entity Name: Consumer-Directed Attendant Support Services Investment related: No "Address: 5870 Cheetah Chase, Lone Tree, CO 80124 https://hcpf.colorado.gov/consumer-directed-attendant-support-services" Nature of the other business: Assisted Living Position/Title/Relationship: Employee/Contractor Start Date: 04/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Health care service. I will be helping a friend with care if necessary. All help will be outside of business hours (after work and weekends). I will be listed as back up in the case of her main caregiver being unavailable. This role is not similar to my firm role, nor is there any connection to JPMorganChase.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-27
  • S66 Uniform Combined State Law Examination
    2018-08-27
Designations
Other Names
  • Steven T Erfman
  • Steve Todd Erfman
  • Steve T Erfman
  • Steven Erfman
  • Steve Erfman
  • Stevem Todd Erfman
  • Steven Todd Erfman

View on SEC IAPD

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