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Michael Nowlan Strauss

Corient

San Diego, CA

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Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-21
CA RA APPROVED 2022-09-15
  • TX RA
    APPROVED
    Since 2023-11-21
  • CA RA
    APPROVED
    Since 2022-09-15

Branch Locations

12265 El Camino Real Suite 300, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 07/2012 07/2018
Portrait Wealth Llc Chicago IL 05/2019 02/2021
University Of Chicago Booth School Of Business Chicago IL 08/2018 12/2020
Dowling & Yahnke, Llc San Diego CA 03/2021 03/2023
Corient San Diego CA 09/2022 Present
Corient Services Llc Miami FL 07/2023 Present
Cipw Service Company, Llc Toronto 01/2023 07/2023
  • 07/2012 → 07/2018
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 05/2019 → 02/2021
    Portrait Wealth Llc
    Chicago, IL
  • 08/2018 → 12/2020
    University Of Chicago Booth School Of Business
    Chicago, IL
  • 03/2021 → 03/2023
    Dowling & Yahnke, Llc
    San Diego, CA
  • 09/2022 → Present
    Corient
    San Diego, CA
  • 07/2023 → Present
    Corient Services Llc
    Miami, FL
  • 01/2023 → 07/2023
    Cipw Service Company, Llc
    Toronto
Previous Registrations
  • 2021-03-22 → 2023-03-31
    Dowling & Yahnke, Llc
    San Diego, CA
  • 2019-08-06 → 2021-03-04
    Portrait Wealth Llc
    Chicago, IL
  • 2014-03-31 → 2018-07-25
    Vanguard Advisers, Inc.
    Malvern, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-02-14
S63 Uniform Securities Agent State Law Examination 2012-08-09
  • S65 Uniform Investment Adviser Law Examination
    2014-02-14
  • S63 Uniform Securities Agent State Law Examination
    2012-08-09
Designations
Other Names
  • Michael N Strauss

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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