Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-20
OR RA APPROVED 2019-10-25
  • TX RA
    APPROVED_RES
    Since 2021-10-20
  • OR RA
    APPROVED
    Since 2019-10-25

Branch Locations

2220 Nw Labiche Lane Suite 210, Bend, OR 97703 • United States

Bend, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Eugene OR 07/2012 11/2016
Usoapia, Llc Bend OR 07/2005 Present
Wells Fargo Clearing Services, Llc Eugene OR 11/2016 10/2019
Rbc Capital Markets, Llc. Bend OR 10/2019 Present
City National Bank Bend OR 09/2020 Present
Previous Registrations
Other Businesses

USOAPIA, LLC, NOT INV RELATED, BEND, OR, 100% OWNER, START DATE: 7/2005, 5 HRS PER MONTH/0 DURING TRADING, DUTIES: MANUFACTURE SOAP AND BODYCARE PRODUCTS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-10
  • S66 Uniform Combined State Law Examination
    2012-09-10

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Bend, OR

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor