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Peter Michael Harlin

Wells Fargo Clearing Services, LLC

Oklahoma City, OK

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2016-10-13
TX RA APPROVED 2016-10-13
  • OK RA
    APPROVED
    Since 2016-10-13
  • TX RA
    APPROVED
    Since 2016-10-13

Branch Locations

211 N Robinson Ave Ste N1600 One Leadership Square, Oklahoma City, OK 73102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Oklahoma City OK 08/2016 11/2016
Wells Fargo Clearing Services, Llc Oklahoma City OK 11/2016 Present
Other Businesses

ORZA ROVOCABLE TRUST; INV RELATED; OKLAHOMA CITY, OK; SUCCESSOR TRUSTEE; START DATE 03/03/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-10-13
S63 Uniform Securities Agent State Law Examination 2012-10-10
  • S65 Uniform Investment Adviser Law Examination
    2016-10-13
  • S63 Uniform Securities Agent State Law Examination
    2012-10-10
Other Names
  • Peter Harlin

View on SEC IAPD

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