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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-07 |
| TX | RA | APPROVED | 2024-06-07 |
Branch Locations
1332 Anacapa Street 2Nd Floor, Santa Barbara, CA 93101 • United States
555 California Street Pwm, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Partnervest Advisory Services, Llc | Santa Barbara | CA | 09/2019 | 10/2020 |
| Santa Barbara Volleyball Coach | Santa Barbara | CA | 05/2019 | 05/2020 |
| Changepath, Llc | Santa Barbara | CA | 10/2020 | 11/2020 |
| Harbor Hills Financial Advisors | Montecito | CA | 09/2019 | 10/2020 |
| Jpmorgan Chase Bank Na | Westlake Village | CA | 11/2020 | 06/2024 |
| Jpmorgan Securities Llc | Westlake Village | CA | 11/2020 | 06/2024 |
| Edward Jones | Santa Barbara | CA | 03/2013 | 03/2019 |
| Shiphawk | Santa Barbara | CA | 03/2019 | 08/2019 |
| Morgan Stanley Smith Barney Llc | Santa Barbara | CA | 06/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 06/2024 | Present |
597891 - Teddy Bear Cancer Foundation; Investment related - No; Santa Barbara, California; Health and Welfare, Children/Youth;Board Member, Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); Aug 2022; During business hours: 0; After business hours: 3; Business Development/Growth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-28 |
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