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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2016-10-21 |
Branch Locations
6263 N Scottsdale Rd Suite 140, Scottsdale, AZ 85250 • United States
Scottsdale, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Scottsdale | AZ | 08/2016 | Present |
| Mml Investors Services, Llc | Scottsdale | AZ | 10/2016 | Present |
NAME: THOMAS HOUSE, INV RELATED: NO, ADDRESS: 6263 NORTH SCOTTSDALE ROAD, SUITE #140, SCOTTSDALE, ARIZONA 85250, NATURE: SALES AND SERVICE OF INSURANCE PRODUCTS, POSITION: AGENT, START DATE: 10/2016, NO.HRS/MO: 1 NO.HRS/MO. DURING TRADING: 1 DESCRIBE DUTIES: SALES AND SERVICE OF INSURANCE PRODUCTS NOT OFFERED THROUGH MASSMUTUAL/ MMLIA (2) NAME: DFG CASUALTY & BENEFITS LLC INV REL: N ADD: 6263 NORTH SCOTTSDALE ROAD, SUITE #140, SCOTTSDALE, ARIZONA 85250 NATURE: PROPERTY & CASUALTY POSITION: SALES, REFERRAL PARTNER START DATE: 12/2017 NO HRS/MO: 5 NO HRS/MO TRADING TIME:5
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-28 |
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