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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-23 |
| CO | RA | APPROVED | 2019-04-11 |
Branch Locations
5201 S Yosemite Street Suite 100, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 06/2013 | 02/2019 |
| Lpl Financial, Llc | Denver | CO | 03/2019 | 04/2019 |
| Raymnond James Financial Services, Inc | Lakewood | CO | 04/2019 | Present |
| Raymnond James Financial Services Advisors, Inc | Lakewood | CO | 04/2019 | Present |
| Bank Of Colorado | Windsor | CO | 04/2019 | Present |
(1) Name of Business: Bank of Colorado Investment Services - Raymond James Address: 5201 S Yosemite St Ste 100, Greenwood Village, CO, 80111, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/08/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor the next couple of weeks
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-30 |
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