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Andrew Aumann

The Strategic Financial Alliance, Inc.

Stillwater, MN

Atlanta, GA

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Current Employers
The Strategic Financial Alliance, Inc.

2200 Century Parkway Suite 500, Atlanta, GA 30345 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-04-24
  • MN RA
    APPROVED
    Since 2026-04-24

Branch Locations

Stillwater, MN • United States

2200 Century Parkway Suite 500, Atlanta, GA 30345 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Minneapolis MN 06/2016 07/2023
Thrivent Financial Appleton WI 06/2016 07/2023
Lpl Financial Llc Stillwater MN 07/2023 04/2026
The Strategic Financial Alliance, Inc. Atlanta GA 04/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-12
  • S66 Uniform Combined State Law Examination
    2016-02-12
Other Names
  • Andrew Aumann
  • Andrew Ronald Aumann
  • Aumann Andy

View on SEC IAPD

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LPL FINANCIAL LLC · STILLWATER, MN
MORGAN STANLEY · STILLWATER, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · STILLWATER, MN
LPL FINANCIAL LLC · Stillwater, MN
IMPERATIVE MANAGEMENT LLC · STILLWATER, MN
EDWARD JONES · STILLWATER, MN
STILLWATER ASSET MANAGEMENT, LLC · STILLWATER, MN

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