Wendy Mitchell

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-16
TX	RA	APPROVED	2020-02-19
CT	RA	APPROVED	2018-07-20

NY RA
APPROVED

Since 2021-06-16
TX RA
APPROVED

Since 2020-02-19
CT RA
APPROVED

Since 2018-07-20

Branch Locations

1212 Troy Schenectady Road, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Niskayuna	NY	08/2017	Present
Wells Fargo	Albany	NY	02/2012	08/2017

08/2017 → Present

Morgan Stanley

Niskayuna, NY
02/2012 → 08/2017

Wells Fargo

Albany, NY

Other Businesses

*427233 - God Heard Our Whispered Wishes; Investment related - Yes; Delanson, New York; Agriculture; Partner (proprietor, partner, officer, director, employee, trustee, agent); 03/2021; During business hours: 0; After business hours: 90.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-07-20

S66 Uniform Combined State Law Examination

2018-07-20

Other Names

Wendy Marie Mitchell
Wendy Marie Tambasco

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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