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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2025-08-06
TX RA APPROVED_RES 2025-08-01
IL RA APPROVED 2018-10-31
  • VI RA
    APPROVED
    Since 2025-08-06
  • TX RA
    APPROVED_RES
    Since 2025-08-01
  • IL RA
    APPROVED
    Since 2018-10-31

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

53 State Street Suite 3600, Boston, MA 02109-1875 • United States

Hingham, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Chicago IL 03/2016 09/2017
Supernova Lending, Llc. Chicago IL 09/2017 10/2018
Rbc Capital Markets, Llc. Boston MA 10/2018 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-23
S63 Uniform Securities Agent State Law Examination 2012-09-12
  • S65 Uniform Investment Adviser Law Examination
    2015-03-23
  • S63 Uniform Securities Agent State Law Examination
    2012-09-12

View on SEC IAPD

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