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Anthony A. Puppo

J.P. Morgan Securities LLC

Rockville Centre, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-09
NJ RA APPROVED 2019-04-30
  • NY RA
    APPROVED
    Since 2021-06-09
  • NJ RA
    APPROVED
    Since 2019-04-30

Branch Locations

10 North Village Ave., Rockville Centre, NY 11570 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Melville NY 06/2012 04/2019
The Prudential Insurance Company Of America Melville NY 06/2012 04/2019
Jp Morgan Securities, Llc Rockville Centre NY 04/2019 Present
Jpmorgan Chase Bank, N.A. Rockville Centre NY 04/2019 Present
  • 06/2012 → 04/2019
    Pruco Securities, Llc.
    Melville, NY
  • 06/2012 → 04/2019
    The Prudential Insurance Company Of America
    Melville, NY
  • 04/2019 → Present
    Jp Morgan Securities, Llc
    Rockville Centre, NY
  • 04/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Rockville Centre, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-10-02
S63 Uniform Securities Agent State Law Examination 2012-07-27
  • S65 Uniform Investment Adviser Law Examination
    2015-10-02
  • S63 Uniform Securities Agent State Law Examination
    2012-07-27
Other Names
  • Anthony Puppo
  • Anthony Andrew Puppo

View on SEC IAPD

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Other Investors

BLAKE HUNLEY SPENCER
THOMAS MUSTO
JOSEPH DONALD ESPOSITO
LEONARD FRANCIS MARZIGLIANO
CHRISTOPHER CORNETT
RICHARD CHARLES LAHN
FALGUN JARIWALA
TIMOTHY MAHONEY ARCHARD

Other Offices

THE PINNACLE FINANCIAL GROUP · ROCKVILLE CENTRE, NY
LPL FINANCIAL LLC · ROCKVILLE CENTRE, NY
ALLSTATE FINANCIAL ADVISORS, LLC · Oceanside, NY
CITIGROUP GLOBAL MARKETS INC. · ROCKVILLE CENTRE, NY
BAYRIDGE FINANCIAL GROUP, INC. · ROCKVILLE CENTRE, NY
CITIZENS SECURITIES, INC. · ROCKVILLE CENTRE, NY
KESTRA ADVISORY SERVICES, LLC · ROCKVILLE CENTRE, NY
PFS INVESTMENTS INC. · ROCKVILLE CENTRE, NY

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