Colin Michael Fogel

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-07-12
OH	RA	APPROVED	2014-11-11

TX RA
APPROVED_RES

Since 2023-07-12
OH RA
APPROVED

Since 2014-11-11

Branch Locations

4000 Smith Road Suite 300, Cincinnati, OH 45209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa-Advisors, Llc	New York	NY	10/2014	06/2020
Equitable Advisors, Llc	New York	NY	10/2014	Present

10/2014 → 06/2020

Axa-Advisors, Llc

New York, NY
10/2014 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

1. LINDNER INVESTMENT BANKING CLUB, BOARD MEMBER, 05/2014, 1 HR MONTH 2. 2.Consultant of IT Service Co.;10/2020;Vertiv 5 Vaughn Drive Suite 307 Princeton NJ 08540;5hrs MNTH.3. Rental Property Owner, Cincinnati OH 45202, since 8/2020 1 hr/month4. Outside insurance appointment-Ameritas Life. Start date: 7/19/2023 2. Securian, Universal Life, outside insurance appointment

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-10-30

S66 Uniform Combined State Law Examination

2014-10-30

Other Names

Colin M Fogel

View on SEC IAPD

Current Employers

Equitable Advisors, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

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