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Erica Louise Kohlwaies

Raymond James & Associates, Inc.

Denver, CO

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-04-02
TX RA APPROVED_RES 2025-04-02
  • CO RA
    APPROVED
    Since 2025-04-02
  • TX RA
    APPROVED_RES
    Since 2025-04-02

Branch Locations

100 Saint Paul Street Suite 600, Denver, CO 80206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Denver CO 08/2015 04/2025
U.S. Bank Denver CO 08/2015 04/2025
Raymond James & Associates, Inc. Denver CO 04/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-23
S63 Uniform Securities Agent State Law Examination 2015-04-14
  • S66 Uniform Combined State Law Examination
    2016-02-23
  • S63 Uniform Securities Agent State Law Examination
    2015-04-14
Other Names
  • Erica Kohlwaies
  • Erica L Kohlwaies

View on SEC IAPD

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EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
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