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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2017-01-04 |
| TX | RA | APPROVED_RES | 2017-01-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc | Hobbs | NM | 11/2015 | 12/2016 |
| Securities America Advisors | Hobbs | NM | 11/2015 | 12/2016 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2017 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2017 | Present |
1. Name: Phillip Carrell - Position: Owner - Nature: Rental income on a home in Carlsbad NM. Address 2612 Standpipe RdCarlsbad NM 88220 - Investment Related: No Hours: 0 - Securities Trading Hours: 0, 08/2012 2. Insurance agent/sales 110 W CLINTON ST, Hobbs, NM 88240, investment related, selling and placing insurance with national companies, 5 hours weekly none during trading hours. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 45/WK - 30/TRADING. 01/11/2017
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-16 |
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