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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2025-07-02
TX RA APPROVED 2022-12-01
CA RA APPROVED 2022-11-29
  • NM RA
    APPROVED
    Since 2025-07-02
  • TX RA
    APPROVED
    Since 2022-12-01
  • CA RA
    APPROVED
    Since 2022-11-29

Branch Locations

235 E Bender Blvd, Hobbs, NM 88240 • United States

425 S Telshor Blvd, Las Cruces, NM 88011 • United States

2125 Louisiana Blvd, Albuquerque, NM 87110 • United States

123 E Marcy St, Santa Fe, NM 87501 • United States

4699 N Mesa St, El Paso, TX 79912 • United States

400 N Pennsylvania Ave, Roswell, NM 88201 • United States

3500 E Sunrise Dr, Tucson, AZ 85718 • United States

Mesa, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 06/2017 Present
Unemployed Mesa AZ 06/2017 06/2017
The Inside Coup Magazine Scottsdale AZ 09/2016 06/2017
Unemployed Mesa AZ 09/2016 09/2016
Evc Scottsdale Scottsdale AZ 08/2016 09/2016
Gilbert High School Gilbert AZ 07/2007 05/2017
  • 06/2017 → Present
    Chandler, AZ
  • 06/2017 → 06/2017
    Unemployed
    Mesa, AZ
  • 09/2016 → 06/2017
    The Inside Coup Magazine
    Scottsdale, AZ
  • 09/2016 → 09/2016
    Unemployed
    Mesa, AZ
  • 08/2016 → 09/2016
    Evc Scottsdale
    Scottsdale, AZ
  • 07/2007 → 05/2017
    Gilbert High School
    Gilbert, AZ
Other Businesses

I*4886269, Entity Type: , Name of OBA: AZ Restroom Rentals LLC , Address: Mesa, Arizona, 85209, Investment Related: N, Position, Title, Association: part owner, Employee Start Date: 01/01/2022, No Hours: 0 Weekly, No Hours during Trading: 0 Weekly, Duties: None, The business was opened and never used. No Purpose. The primary intent was to rent out portable restrooms, but never came to fruition.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-29
S63 Uniform Securities Agent State Law Examination 2022-09-12
  • S66 Uniform Combined State Law Examination
    2022-11-29
  • S63 Uniform Securities Agent State Law Examination
    2022-09-12

View on SEC IAPD

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