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Kimberly Noemi Ortega

Edward Jones

Hobbs, NM

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2019-01-22
TX RA APPROVED 2019-01-22
  • NM RA
    APPROVED
    Since 2019-01-22
  • TX RA
    APPROVED
    Since 2019-01-22

Branch Locations

2702 N Grimes Suite C, Hobbs, NM 88240 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Hobbs NM 08/2012 01/2019
Wells Fargo Advisors Llc Hobbs NM 07/2014 11/2016
Wells Fargo Clearing Services, Llc Hobbs NM 11/2016 01/2019
Edward Jones St. Louis MO 01/2019 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-30
S63 Uniform Securities Agent State Law Examination 2014-09-09
  • S65 Uniform Investment Adviser Law Examination
    2014-09-30
  • S63 Uniform Securities Agent State Law Examination
    2014-09-09
Other Names
  • Kimberly Noemi Bustillos
  • Kimberly N Gastelum
  • Kimberly Noemi Gastelum

View on SEC IAPD

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