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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2025-09-24 |
| TX | RA | APPROVED | 2025-09-23 |
Branch Locations
723 E. Michigan Drive, Hobbs, NM 88240 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Hobbs | NM | 05/2013 | 02/2021 |
| Mml Investors Services | Hobbs | NM | 05/2013 | 02/2021 |
| Level Four Financial, Llc | Dallas | TX | 02/2021 | 12/2024 |
| Level Four Advisory Services | Dallas | TX | 05/2021 | 12/2024 |
| Lpl Financial Llc | Hobbs | NM | 09/2025 | Present |
| Level Four Financial Llc | Dallas | TX | 12/2024 | 05/2025 |
| Hub International Insurance Services | Hobbs | NM | 05/2025 | 09/2025 |
| Global Retirement Partners, Llc | San Rafael | CA | 09/2025 | Present |
| Hub International Investment Services | Kansas City | MO | 10/2025 | Present |
1) 09/22/2025 - Broker Services Marketing Group / Non-Variable Insurance / Inv Related / Hobbs, NM 88240 / Start date07/01/2025 -10 Hrs/Mth - 2 Hrs During Trading -5 % time spent. 2) 09/22/2025 - HUB INTERNATIONAL / Outside/W-2 Employment / Non Inv Related / Hobbs, NM 88240 / Start date 05/01/2025 - 100 Hrs/Mth - 5 Hrs During Trading - 100% time spent 3) 09/22/2025 - HUB RETIREMENT AND WEALTH MANAGEMENT / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) - Start Date:05/01/2025. 4) 09/24/2025 - GLOBAL RETIREMENT PARTNERS - Investment Related -Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:09/01/2025 - 160 Hrs/Mth - 8 Hrs During Trading.I provide investment advisory services through GLOBAL RETIREMENT PARTNERS, an independent investment advisor firm. I started this business activity in 9/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 09/24/2025 - HUB RETIREMENT AND WEALTH MANAGEMENT - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:05/01/2025 - 160 Hrs/Mth - 8 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 1986-02-01 |
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