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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2016-03-01 |
| TX | RA | APPROVED | 2016-02-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hobbs | NM | 02/2016 | Present |
| Bank Of America, N.A. | Hobbs | NM | 03/2016 | Present |
I*803282For profit or not for profit: Entity CharitableName of outside business organization: Habitat for Humanity of Hobbs NMInvestment related: NAddress of business: HObbs, New Mexico, 88240Nature of business: ["Charitable Organization"]Position, title, association: ["Board Member","Officer"], Start date of relationship: 1/1/2022Number of hours devoted: 2 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , Serve as Vice President and coordinate committee meetings and lead meetings with Board President is unable to attend. I*2026434, Entity Type, Not for Profit, Name of OBA: High Plains Junior Rodeo, Address: Hereford, TX, 79045, Investment Related: No, Position, Title, Association: Board Mbr, Employee Start Date: 01/01/2024, No Hours: 3hrs/Mo, No Hours during trading: 0, Duties: General Board Member.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-01-20 |
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