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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2019-05-09 |
| MN | RA | APPROVED | 2019-05-01 |
| TX | RA | APPROVED | 2019-05-01 |
Branch Locations
250 Nicollet Mall Suite 1700, 16Th Floor, Minneapolis, MN 55401 • United States
Oakdale, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | St. Paul | MN | 06/2012 | 04/2019 |
| University Club Of Saint Paul | St. Paul | MN | 01/2006 | 08/2017 |
| Rbc Capital Markets, Llc. | Minneapolis | MN | 04/2019 | Present |
(1) Name: Robert Daly Townhouse Address: 4867 Helena Ln N #5 Oakdale, MN 55128 Business Description: Rental property Business is not investment related Projected Start Date: 03/15/20 Capacity: Owner - Active Duties Performed: Repairs, finding tenants, paying mortgage, etc... Devoted to this OBA per Month: 0-1 Hours Devoted to this OBA during business hours: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-20 |
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