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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-27 |
| CO | RA | APPROVED | 2024-03-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank | Lake Forest | CA | 12/2010 | 09/2020 |
| J.P. Morgan Securities Llc | Houston | TX | 04/2015 | 09/2020 |
| Jpmorgan Chase Bank Na | Denver | CO | 09/2020 | Present |
| Jpmorgan Securities Llc | Denver | CO | 09/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 2016-11-28 |
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