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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2020-12-03
FL RA APPROVED 2019-03-04
IL RA APPROVED 2019-03-01
TX RA APPROVED_RES 2019-03-01
  • UT RA
    APPROVED
    Since 2020-12-03
  • FL RA
    APPROVED
    Since 2019-03-04
  • IL RA
    APPROVED
    Since 2019-03-01
  • TX RA
    APPROVED_RES
    Since 2019-03-01

Branch Locations

2155 Point Blvd Suite 100, Elgin, IL 60123 • United States

Heber City, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Elgin IL 05/2012 11/2016
Wells Fargo Clearing Services, Llc Elgin IL 11/2016 03/2019
Robert W Baird & Co Inc Elgin IL 03/2019 Present
  • 05/2012 → 11/2016
    Wells Fargo Advisors, Llc
    Elgin, IL
  • 11/2016 → 03/2019
    Elgin, IL
  • 03/2019 → Present
    Robert W Baird & Co Inc
    Elgin, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-09
  • S66 Uniform Combined State Law Examination
    2012-08-09
Designations

View on SEC IAPD

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