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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-10-27
MO RA APPROVED 2015-03-16
  • TX RA
    APPROVED_RES
    Since 2016-10-27
  • MO RA
    APPROVED
    Since 2015-03-16

Branch Locations

400 Chesterfield Ctr, Chesterfield, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lake St. Louis MO 03/2015 Present
Bank Of America, N.A. Lake St. Louis MO 03/2015 Present
Previous Registrations
  • 2014-11-04 → 2014-12-12
    St Louis, MO
    Moscow Mills, MO
    O Fallon, MO
Other Businesses

I*90096FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: BRAD DIECKHAUSINVESTMENT RELATED: NADDRESS OF BUSINESS:MOSCOW MILLS, MISSOURI 63362NATURE OF BUSINESS: OTHER, STRENGTH TRAININGPOSITION, TITLE, ASSOCIATION: OTHER, HEAD STRENGHT COACHSTART DATE OF RELATIONSHIP: 2/1/2016NUMBER OF HOURS DEVOTED: 30 HOURS MTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: STRENGTH COACH FOR COLLEGE STUDENT PROSPECTI*90096FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: PURLER WRESTLING INCINVESTMENT RELATED: NADDRESS OF BUSINESS:AUGUSTA, MISSOURI 63332NATURE OF BUSINESS: OTHER,STRENGTH TRAININGPOSITION, TITLE, ASSOCIATION: OTHER, WRESTLING COACHSTART DATE OF RELATIONSHIP: 2/1/2016NUMBER OF HOURS DEVOTED: 30 HOURS MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: WRESTLING COACH FOR PURLER WRESTLING ACADEMYI* 1023311For profit or not for profit: Name of outside business organization: Rental Property 2Investment related: noAddress of business: Ofallon, MO, 63368Position, title, association: Sole ownerStart date of relationship: 10/01/2022Number of hours devoted: 1 monthlyNumber of hours devoted during trading hours: 0Duties: Rental PropertyI*: 1982277Entity Type: Entity For ProfitName of OBA: B&D RealtyAddress: Innsbrook, MOInvestment Related: NoPosition, Title, Association: OwnerEmployee Start Date: 09/01/2024Number of Hours: 2 hrs weeklyNumber of Hours during trading: 0 Duties: LandlordI*: 2465263Entity Type: Rental Property Name of OBA: Rental Property 3Address: Lake Saint Louis, MO 63367Investment Related: NoPosition, Title, Association: Co-owner with other family membersEmployee Start Date: 05/15/2025Number of Hours: 10 hrs annuallyNumber of Hours during trading: 0Duties: Co-owner of rental property I*4565285 Entity Type: N/A Name of OBA: Rental Property - 13-May-26 - 1 Address: Lake Saint Louis, Missouri, 63367 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 06/01/2026 Number of Hours: 5, Yearly Number of Hours during trading: 0, Yearly Duties: N/A I*4565288 Entity Type: N/A Name of OBA: Rental Property - 13-May-26 - 2 Address: Lake Saint Louis, Missouri, 63367 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 05/13/2026 Number of Hours: 6, Yearly Number of Hours during trading: 0, Yearly Duties: N/A

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-03
  • S66 Uniform Combined State Law Examination
    2014-11-03

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