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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | Houston | TX | 05/2012 | 06/2019 |
| Bank Of America, N.A. | Houston | TX | 10/2012 | 06/2019 |
| Raymond James Financial Services, Inc. | Bellaire | TX | 06/2019 | 09/2024 |
| Raymond James Financial Services Advisor, Inc. | Bellaire | TX | 06/2019 | 09/2024 |
| The Noble Group | Sugar Land | TX | 10/2022 | Present |
| Lpl Financial, Llc | Sugar Land | TX | 09/2024 | Present |
1 - 09/04/2024 - The Noble Group - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 8 Hours During Trading - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-09-15 |
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