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Samuel Benford Rankin

Morgan Stanley

Colorado Springs, CO

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-09-01
TX RA APPROVED 2023-09-01
  • CO RA
    APPROVED
    Since 2023-09-01
  • TX RA
    APPROVED
    Since 2023-09-01

Branch Locations

121 South Tejon Street Suite 700, Colorado Springs, CO 80903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Denver CO 04/2015 11/2016
Wells Fargo Clearing Services, Llc Denver CO 11/2016 09/2023
Morgan Stanley Smith Barney Llc Colorado Springs CO 09/2023 Present
  • 04/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Denver, CO
  • 11/2016 → 09/2023
    Wells Fargo Clearing Services, Llc
    Denver, CO
  • 09/2023 → Present
    Morgan Stanley Smith Barney Llc
    Colorado Springs, CO
Previous Registrations
  • 2015-04-20 → 2023-09-29
    Wells Fargo Clearing Services, Llc
    Greenwood Village, CO
    Denver, CO
    Colorado Springs, CO
    Denver, CO
    Albuquerque, NM
    St. Louis, MO
  • 2013-09-30 → 2014-09-23
    Usaa Financial Planning Services
    Colorado Springs, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-09-20
S63 Uniform Securities Agent State Law Examination 2012-07-27
  • S65 Uniform Investment Adviser Law Examination
    2013-09-20
  • S63 Uniform Securities Agent State Law Examination
    2012-07-27
Other Names
  • Samuel B Rankin

View on SEC IAPD

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Other Investors

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JANICA JOLI GILLETTE-BACKSTROM
GARY BACKSTROM
Nicholas Dorsett
Patrick Thomas Healy
Christopher Robert Dorsett

Other Offices

LPL FINANCIAL LLC · COLORADO SPRINGS, CO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COLORADO SPRINGS, CO
SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO
UBS FINANCIAL SERVICES INC. · COLORADO SPRINGS, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLORADO SPRINGS, CO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLORADO SPGS, CO
BENJAMIN F. EDWARDS & COMPANY, INC. · Colorado Springs, CO
OSAIC WEALTH, INC. · COLORADO SPRINGS, CO

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