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Patrick Michael Herlihy

Rmc Investment Advisors

West Hartford, CT

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Current Employers
Rmc Investment Advisors

643 Prospect Avenue, West Hartford, CT 06105 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-05-26
  • CT RA
    APPROVED
    Since 2021-05-26

Branch Locations

643 Prospect Avenue, West Hartford, CT 06105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Resources Management Corp West Hartford CT 02/2021 Present
Barclays New York NY 01/2019 01/2021
Ubs Stamford CT 08/2013 02/2018
Unemployed New York NY 02/2018 01/2019
  • 02/2021 → Present
    Resources Management Corp
    West Hartford, CT
  • 01/2019 → 01/2021
    Barclays
    New York, NY
  • 08/2013 → 02/2018
    Ubs
    Stamford, CT
  • 02/2018 → 01/2019
    Unemployed
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-26
  • S65 Uniform Investment Adviser Law Examination
    2021-05-26

View on SEC IAPD

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