Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-05-23 |
| ND | RA | APPROVED | 2024-05-01 |
| SD | RA | APPROVED | 2024-04-12 |
| WI | RA | APPROVED | 2024-04-11 |
| MN | RA | APPROVED | 2024-04-08 |
| TX | RA | APPROVED | 2019-09-20 |
Branch Locations
219 Main St N, Stillwater, MN 55082 • United States
Golden Valley, MN • United States
10400 Ne 4Th St Moutain Pacific, Bellevue, WA 98004 • United States
Golden Valley, MN • United States
315 Lake St E, Wayzata, MN 55391 • United States
51 Broadway N, Fargo, ND 58102 • United States
3508 Oakwood Mall Dr, Eau Claire, WI 54701 • United States
110 S Phillips Ave, Sioux Falls, SD 57104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Seattle | WA | 05/2016 | 10/2017 |
| Army National Guard | Kent | WA | 03/2007 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 08/2016 | 10/2017 |
| Morgan Stanley | Seattle | WA | 09/2016 | 10/2017 |
| Fisher Investments | Plano | TX | 11/2017 | 09/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 09/2019 | 10/2022 |
| Bank Of America, N.A. | Dallas | TX | 09/2019 | 10/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 10/2022 | Present |
I*470093For profit or not for profit: Entity GovernmentalName of outside business organization: Army National GuardInvestment related: NAddress of business: Austin, Texas, 78703, United StatesNature of business: ["Governmental Organization"]Position, title, association: ["Employee"], Start date of relationship: 3/8/2007Number of hours devoted: 32 hour(s) MonthlyNumber of hours devoted during trading hours: 8Duties: , Reserve Component of the Army. My current job duties are to plan and oversee information operations. That involves coordinating a variety of information related capabilities (e.g. public affairs, civil affairs, electronic warfare). That work is done as a (2)Name of the other business: DAVE'S OUTDOOR EQUIPMENTInvestment-related? NOAddress of the other business: IRVING, TX 7Nature of the other business: MANUFACTURING & SELLING OUTDOOR EQUIPMENTPosition, title, or relationship with the other business: OWNERStart date of your relationship: 05/03/19Approximate number of hours/month you devote to the other business: ELEVEN TO TWENTYNumber of hours you devote to the other business during securities trading hours: ZERO?Duties relating to the other business: OWN THE COMPANY AND OVERSEE MANUFACTURE & SALE OF OUTDOOR EQUIPMENT I*2187362, Entity Type: , Name of OBA: W B and C B, Address: Hermiston, Oregon, 97838, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 01/09/2026, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: I*3267269, Entity Type: Entity For Profit, Name of OBA: D B, Address: Golden Valley, Minnesota, 55416, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 12/20/2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: I will continue to own the appliances with someone else rents them, To rent out household appliances I own
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-18 |
Reach out to this advisor