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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-03-04 |
Branch Locations
100 College Parkway Suite 220, Williamsville, NY 14221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Department Of Labor | Buffalo | NY | 08/2015 | 11/2016 |
| Key Investment Services Llc | Tonawanda | NY | 11/2016 | 06/2022 |
| Citizens Securities Inc. | Niagara Falls | NY | 06/2022 | 03/2024 |
| Principal Life Insurance | Buffalo | NY | 03/2024 | 01/2026 |
| Principal Securities | Buffalo | NY | 03/2024 | 01/2026 |
| Lpl Enterprise, Llc | Williamsville | NY | 03/2026 | Present |
1. 02/27/2026 - Louis Benton II N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Buffalo, NY - INV REL - Start Date: 01/06/2026 - 160 Hrs/Mth - 160 Hrs During Trading 2. 02/27/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Buffalo, NY - INV REL - Start Date: 01/06/2026 - 160 Hrs/Mth - 160 Hrs During Trading 3. 03/30/2026-Benton Advisory Group-sole proprietor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 04/29/2025-160hrs/mth-160hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-09-07 |
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