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Brendan James Graham

Ubs Financial Services Inc.

Hunt Valley, MD

Washington, DC

Conshocken, PA

Philadelphia, PA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2023-08-08
MD RA APPROVED 2023-07-03
VA RA APPROVED 2023-07-03
NJ RA APPROVED 2013-10-30
  • DC RA
    APPROVED
    Since 2023-08-08
  • MD RA
    APPROVED
    Since 2023-07-03
  • VA RA
    APPROVED
    Since 2023-07-03
  • NJ RA
    APPROVED
    Since 2013-10-30

Branch Locations

307 International Circle Suite 440, Hunt Valley, MD 21030 • United States

1700 M Street Nw 5Th Floor, Washington, DC 20036 • United States

101 West Elm Street Suite 200, Conshocken, PA 19428 • United States

1735 Market Street 44Th Floor, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Weehawken NJ 11/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-28
  • S66 Uniform Combined State Law Examination
    2013-10-28
Other Names
  • Brendan James Graham
  • Brendan James James Graham

View on SEC IAPD

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Other Offices

BAY HARBOR WEALTH MANAGEMENT, LLC · HUNT VALLEY, MD
ABS CAPITAL PARTNERS, INC. · HUNT VALLEY, MD
GROFF WEALTH MANAGEMENT · HUNT VALLEY, MD
MONUMENTAL WEALTH, LLC · HUNT VALLEY, MD
BUSH RIVER TRUST, LLC · HUNT VALLEY, MD
OSAIC WEALTH, INC. · HUNT VALLEY, MD
INDEPENDENT FINANCIAL PARTNERS · Hunt Valley, MD
AE WEALTH MANAGEMENT, LLC · Hunt Valley, MD

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