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Nicholas Alan Burchfield

Wells Fargo Clearing Services, LLC

Huntsville, AL

Birmingham, AL

Boaz, AL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-16
AL RA APPROVED 2018-03-09
TN RA APPROVED 2015-09-14
  • TX RA
    APPROVED_RES
    Since 2022-02-16
  • AL RA
    APPROVED
    Since 2018-03-09
  • TN RA
    APPROVED
    Since 2015-09-14

Branch Locations

2754 Carl T Jones Dr, Huntsville, AL 35802 • United States

2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States

201 Billy Dyar Blvd, Boaz, AL 35957 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Memphis TN 07/2015 11/2016
Wells Fargo Bank Memphis TN 07/2015 Present
Wells Fargo Clearing Services, Llc Memphis TN 11/2016 Present
  • 07/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Memphis, TN
  • 07/2015 → Present
    Wells Fargo Bank
    Memphis, TN
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Memphis, TN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-07-31
S63 Uniform Securities Agent State Law Examination 2012-07-11
  • S65 Uniform Investment Adviser Law Examination
    2012-07-31
  • S63 Uniform Securities Agent State Law Examination
    2012-07-11
Other Names
  • Nicholas Alan Burchfield
  • Nicholas Burchfield
  • Nicholas A Burchfield

View on SEC IAPD

Other Firms

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STATE FARM INVESTMENT MANAGEMENT CORP.
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RAYMOND JAMES & ASSOCIATES, INC.
TRUIST ADVISORY SERVICES, INC.
CETERA INVESTMENT ADVISERS LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
AXIENT INVESTMENT ADVISORS LLC

Other Investors

ERIC TY KING
MARK ANTHONY RUSSELL
JOHN K WALTERS
TIMOTHY RANN ROBERTS
MATTHEW RICHARD BARNES
ROGER SAMUEL BARNES
LANCE CHRISTOPHER ERNEST
ROBERT WILSON MOORES

Other Offices

LPL FINANCIAL LLC · HUNTSVILLE, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Huntsville, AL
OSAIC WEALTH, INC. · HUNTSVILLE, AL
LPL FINANCIAL LLC · HUNTSVILLE, AL
RAYMOND JAMES & ASSOCIATES, INC. · HUNTSVILLE, AL
TRUIST ADVISORY SERVICES, INC. · HUNTSVILLE, AL
TRUIST ADVISORY SERVICES, INC. · HUNTSVILLE, AL
CETERA INVESTMENT ADVISERS LLC · HUNTSVILLE, AL

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