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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-10-04 |
| OH | RA | APPROVED | 2013-11-08 |
Branch Locations
8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States
Cincinnati , OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Cincinnati | OH | 07/2013 | Present |
EPSILON NU CHAPTER OF SIGMA NU FRATERNITY / 300 N. TALAWANDA STREET OXFORD,OHIO 45056 / OTHER/ OTHER FRATERNITY / OVERSIGHT OF THE ACTIVE CHAPTER OF EPSILON NU CHAPTER OF SIGMA NU FRATERNITY / OTHER / TREASURER / COLLECT AND DEPOSIT ROOM AND BOARD CHECKS, BALANCE QUICKBOOKS ACCOUNTING SOFTWARE, WRITE CHECKS ON BEHALF OF THE ALUMNI BOARD / START DATE 9/22/2014 Sigma Nu Fraternity, OhioUnited States45056, Non-profit Fraternity at Miami University in Oxford, OhioEducation, This is a social fraternity - collect dues and manage expenses/budget for members, dvisor or advisory group member if advice given may influence an officer/board, I was asked to be a finance advisor and mentor for the student treasurer of the fraternity. I am helping provide guidance on his role of collecting dues, managing a budget, ensuring they are making payments in a timely manner, etc. I may look to UBS to hold the chapter cash account, but would not be involved actively other than setting up the BSA and overseeing deposits / withdrawals alongside the treasurer, start date-4/16/2025.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-08 |
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