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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-07-16
  • MN RA
    APPROVED
    Since 2025-07-16

Branch Locations

7825 Washington Ave S 5Th Floor, Minneapolis, MN 55439 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 09/2014 03/2018
Td Ameritrade, Inc Edina MN 03/2018 06/2024
Charles Schwab & Co., Inc. Edina MN 01/2022 Present
Charles Schwab Bank, Ssb Edina MN 07/2022 07/2025
Schwab Wealth Advisory Inc. Edina MN 07/2025 Present
  • 09/2014 → 03/2018
    St Louis, MO
  • 03/2018 → 06/2024
    Td Ameritrade, Inc
    Edina, MN
  • 01/2022 → Present
    Charles Schwab & Co., Inc.
    Edina, MN
  • 07/2022 → 07/2025
    Charles Schwab Bank, Ssb
    Edina, MN
  • 07/2025 → Present
    Edina, MN
Previous Registrations
  • 2018-04-05 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Edina, MN
  • 2018-04-05 → 2022-10-14
    Td Ameritrade, Inc.
    Edina, MN
  • 2014-11-10 → 2018-03-07
    White Bear Lake, MN
    Hugo, MN
    Maryland Heights, MO
    Maryland Heights, MO
    Mahtomedi, MN
Other Businesses

Name of Outside Business:Taco King; Investment Related:No; Address of Outside Business:St. Paul MN; Nature of Outside Business:Other; Position:Food Truck Employee; Start Date:8/25/2018; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: Sell tacos during Minnesota State Fair from Taco King food booth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-07
  • S66 Uniform Combined State Law Examination
    2014-11-07
Designations
Other Names
  • Haley Espe Zajac
  • Haley Zajac
  • Haley Zajac
  • Haley Hausman

View on SEC IAPD

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