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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2023-01-11
  • VT RA
    APPROVED
    Since 2023-01-11

Branch Locations

510 Shelburne Rd. Suite 1A, South Burlington, VT 05401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Maple City Candy Swanton VT 08/2016 01/2017
Foresters Equity Services, Inc San Diego CA 01/2017 11/2017
Td Ameritrade, Inc. South Burlington VT 10/2017 12/2022
Pc Construction Company South Burlington VT 05/2017 10/2017
Charles Schwab & Co., Inc. South Burlington VT 12/2022 Present
Charles Schwab Bank South Burlington VT 10/2022 Present
  • 08/2016 → 01/2017
    Maple City Candy
    Swanton, VT
  • 01/2017 → 11/2017
    Foresters Equity Services, Inc
    San Diego, CA
  • 10/2017 → 12/2022
    Td Ameritrade, Inc.
    South Burlington, VT
  • 05/2017 → 10/2017
    Pc Construction Company
    South Burlington, VT
  • 12/2022 → Present
    South Burlington, VT
  • 10/2022 → Present
    Charles Schwab Bank
    South Burlington, VT
Previous Registrations
  • 2018-10-26 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    South Burlington, VT
    Burlington, VT
  • 2018-10-26 → 2022-10-14
    Td Ameritrade, Inc.
    Burlington, VT
  • 2017-02-06 → 2017-11-30
    Foresters Equity Services, Inc.
    Colchester, VT
    Barre, VT
  • 2015-10-19 → 2016-07-27
    Msi Financial Services, Inc.
    Colchester, VT
Other Businesses

Name of Outside Business:186 West St. Rental Property; Investment Related:No; Address of Outside Business:Essex Junction, VT; Nature of Outside Business:Rental Property; Position:Owner; Start Date:10/22/2018; Hours per month: 10-20; Hours per month during securities trading hours: No; Description of Duties: Own a multifamily property with a total of 3 units. Owner occupy one of the units. The other two units are personally managed by myself.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-25
  • S66 Uniform Combined State Law Examination
    2015-06-25
Other Names
  • Joshua T Metayer

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