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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2023-01-11 |
Branch Locations
510 Shelburne Rd. Suite 1A, South Burlington, VT 05401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Maple City Candy | Swanton | VT | 08/2016 | 01/2017 |
| Foresters Equity Services, Inc | San Diego | CA | 01/2017 | 11/2017 |
| Td Ameritrade, Inc. | South Burlington | VT | 10/2017 | 12/2022 |
| Pc Construction Company | South Burlington | VT | 05/2017 | 10/2017 |
| Charles Schwab & Co., Inc. | South Burlington | VT | 12/2022 | Present |
| Charles Schwab Bank | South Burlington | VT | 10/2022 | Present |
Name of Outside Business:186 West St. Rental Property; Investment Related:No; Address of Outside Business:Essex Junction, VT; Nature of Outside Business:Rental Property; Position:Owner; Start Date:10/22/2018; Hours per month: 10-20; Hours per month during securities trading hours: No; Description of Duties: Own a multifamily property with a total of 3 units. Owner occupy one of the units. The other two units are personally managed by myself.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-25 |
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