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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED 2016-07-13
CT RA APPROVED 2015-04-27
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2016-07-13
  • CT RA
    APPROVED
    Since 2015-04-27

Branch Locations

26 Century Hill Dr, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith, Incorporated Latham NY 11/2014 Present
Bank Of America, N.A. Latham NY 03/2015 Present
Other Businesses

I*4265268 Entity Type: Charitable Name of OBA: Franklin Community Center Address: Saratoga Springs, New York, 12866 Investment Related: No Position, Title, Association: Committee Employee Start Date: 04/13/2026 Number of Hours: 10, Yearly Number of Hours during trading: 0 Duties: Their primary objective as a family resource center is to serve and advocate for the under-resourced, without the discomfort of bureaucratic paperwork and prying questions, offering a helping hand, nurturing positive youth development, and bridging gaps in their community's needs. Core to their mission are initiatives such as their Free Store donation center, Emergency Food Pantry, Project Lift, an after-school program focused on bolstering self-esteem and provision of safe and affordable housing through Franklin Community Manor, their efficiency apartments tailored for low-income individuals. In addition to their direct services, they actively engage in advocacy endeavors targeting the root causes of homelessness, enhancing access to affordable housing, combating food insecurity, promoting overall well-being, fostering financial stability, and facilitating access to support services. Voluntary member of their fall fundraising committee from April through September. The committee is generally responsible for helping to gain sponsors and drive attendance at the event to support Franklin CC and the programs/services they provide.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-24
  • S66 Uniform Combined State Law Examination
    2015-04-24

View on SEC IAPD

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