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Daniel P Tarpey

Merrill Lynch, Pierce, Fenner & Smith Incorporated

White Plains, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED 2013-01-03
CT RA APPROVED 2012-07-23
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2013-01-03
  • CT RA
    APPROVED
    Since 2012-07-23

Branch Locations

360 Hamilton Ave, White Plains, NY 10601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated White Plains NY 04/2012 Present
Bank Of America, N.A. White Plains NY 04/2017 Present
  • 04/2012 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    White Plains, NY
  • 04/2017 → Present
    Bank Of America, N.A.
    White Plains, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-19
  • S66 Uniform Combined State Law Examination
    2012-07-19
Other Names
  • Danny Tarpey
  • Dan Tarpey
  • Daniel Tarpey

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · West Harrison, NY
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COMMONWEALTH FINANCIAL NETWORK · West Harrison, NY
KINGSWOOD WEALTH ADVISORS, LLC · White Plains, NY

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