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Sarah Ramsey

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Greenwood Village, CO

Portland, OR

Vancouver, WA

Juneau, AK

Anchorage, AK

Milwaukie, OR

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-04-23
AK RA APPROVED 2023-12-11
TX RA APPROVED 2019-07-26
CA RA APPROVED 2019-07-23
  • WA RA
    APPROVED
    Since 2024-04-23
  • AK RA
    APPROVED
    Since 2023-12-11
  • TX RA
    APPROVED
    Since 2019-07-26
  • CA RA
    APPROVED
    Since 2019-07-23

Branch Locations

6400 S Fiddlers Green Cir, Greenwood Village, CO 80111 • United States

1211 Sw 5Th Ave, Portland, OR 97204 • United States

500 Broadway Street, Vancouver, WA 98660 • United States

801 W 10Th St, Juneau, AK 99801 • United States

3601 C St, Anchorage, AK 99503 • United States

Milwaukie, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oswego OR 11/2018 Present
Uc Berkeley Berkeley CA 08/2015 05/2017
California Polytechnic State University San Luis Obispo San Luis Obispo CA 05/2017 11/2018
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-21
  • S66 Uniform Combined State Law Examination
    2019-07-21
Other Names
  • Sarah Rose Osullivan
  • Sarah O'SUllivan

View on SEC IAPD

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Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO
MORGAN STANLEY · Greenwood Village, CO
RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
WESTERN WEALTH MANAGEMENT LLC · Greenwood Village, CO

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