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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-07-26 |
| TX | RA | APPROVED | 2024-07-26 |
Branch Locations
3201 West White Oaks Drive Suite 201, Springfield, IL 62704 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Springfield | IL | 07/2013 | 07/2024 |
| Bank Of America, N.A. | Springfield | IL | 09/2014 | 07/2024 |
| Morgan Stanley Smith Barney Llc | Springfield | IL | 07/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 09/2024 | Present |
HSHS St. John's Foundation / Non-Investment Related / Springfield, IL / Charitable Organization / Committee Member / Start 16-April-2019 / 12 hours devoted annually / 12 during trading hours / Member of the Foundation's leadership council.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-22 |
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