William Alfred Haggard

Northwestern Mutual Investment Services, LLC

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Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2021-10-06

MA RA
APPROVED

Since 2021-10-06

Branch Locations

93 Worcester St Ste 300, Wellesley, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citizens Investment Services	Bedford	MA	03/2016	02/2019
Citizens Bank	Somerville	MA	02/2019	12/2019
Ethic A Wealth Bank	Boston	MA	12/2019	07/2020
Unemployed	Na	MA	07/2020	09/2020
Merrill Lynch	Wellesley Hills	MA	09/2020	08/2021
Robert Frieling	Wellesley	MA	09/2021	Present
Northwestern Mutual Investment Services Llc	Wellesley	MA	09/2021	Present

03/2016 → 02/2019

Citizens Investment Services

Bedford, MA
02/2019 → 12/2019

Citizens Bank

Somerville, MA
12/2019 → 07/2020

Ethic A Wealth Bank

Boston, MA
07/2020 → 09/2020

Unemployed

Na, MA
09/2020 → 08/2021

Merrill Lynch

Wellesley Hills, MA
09/2021 → Present

Robert Frieling

Wellesley, MA
09/2021 → Present

Northwestern Mutual Investment Services Llc

Wellesley, MA

Previous Registrations

2021-01-26 → 2021-09-14

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wellesley Hills, MA

New York, NY
2020-02-20 → 2020-07-06

Mainstone Capital Management Llc

Boston, MA
2016-03-21 → 2019-12-02

Citizens Securities, Inc.

Burlington, MA

Bedford, MA

Bedford, MA

Burlington, MA

Woburn, MA

Woburn, MA

Somerville, MA

Canton, MA

Boston, MA
2012-09-10 → 2016-03-24

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Salem, MA

Boston, MA

Beverly, MA

Beverly, MA

Lexington, MA

Bedford, MA

Bedford, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-09-07

S66 Uniform Combined State Law Examination

2012-09-07

Other Names

William Alfred Haggard
William Alfred Haggard
William A Haggard
William Alfred Haggard

View on SEC IAPD

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